ESX PCNS 2.2 1 V1 1RC2 PDF

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Thanks for the love Kim!!!! Government agencies or instrumentalities. If a Term Fund invests in derivatives at inopportune times or judges market conditions incorrectly, sex investments may lower the Fund’s return or result in a loss. Exchanges for shares of funds offered without a sales load will be made without a sales load.

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Conversely, a put option gives the purchaser of the option the right to sell, and obligates the writer to buy, the underlying security or securities at the exercise price at any time during the option period, or at a specific pcnd.

The amount of any backup withholding from a payment to a Non-U.

Backup withholding may apply in respect of the amounts paid to a U. Restricted securities which are, or are convertible into, securities of the same class of other securities for which a public market exists usually will be valued at such market value less the same percentage discount at which the restricted securities were.

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Board members are elected to serve for an indefinite term. Any and all research products and services received in connection with brokerage commissions will be used to assist the applicable affiliated entity or sub-investment adviser in its investment decision-making responsibilities, as contemplated under Section 28 e.

The proceeds will be transferred between the bank account designated in one of these documents and your Fund account. He is 60 years old and has been an employee of the Manager since November To obtain a copy of the Funds’ combined Prospectus, please call your financial adviser, or write to the Funds at Glenn Curtiss Boulevard, Uniondale, New Yorkvisit www. To request an exchange, you must give exchange instructions to the Transfer Agent in writing, by telephone or online.

As a result, shareholders may not consider each year the election of Board members or the appointment of auditors. For example, the Term Fund could be required to accrue a portion of the discount or deemed discount at which the securities were issued each year and to distribute such income in order to maintain its qualification as a regulated investment company.

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Dreyfus Auto-Exchange permits you to purchase on a semi-monthly, monthly, quarterly or annual basisin exchange for shares of a Fund, shares of another Fund, shares of another fund in the Dreyfus Family of Funds, shares of certain funds advised by Founders or shares of certain Mellon Institutional Funds, of which you are a shareholder. There may be no correlation between the amount of brokerage commissions generated by a particular fund or client and the indirect benefits received by that fund or client.

Each Fund provides redemption checks “Checks” to you automatically upon opening an account unless you specifically refuse the Checkwriting Privilege by checking the applicable “No” box on the Account Application. Although the actual price of the underlying shares on the maturity date or at other times during the term of the securities may be higher than the price on one or more determination dates, the payments on the securities will be based solely on the price of the underlying shares on the determination dates.

You may receive less, and possibly significantly less, than the stated principal amount per security if you sell your securities prior to maturity. For the fiscal years ended December 31,andthe amounts paid by each Fund for brokerage commissions, were as follows: Accordingly, the securities do not guarantee any return of principal at maturity.

Accounts under common ownership or control may be considered as pns account for purposes of determining a pattern or excessive or abusive trading. First 5 Determination Dates.

The early redemption payment will be an amount equal to i the stated principal amount plus ii the contingent monthly payment with respect to the related determination date. As a holder of the securities, you will not have any ownership interest or rights in the underlying shares, such as voting rights, dividend payments or other distributions.

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The securities may not be suitable for you if: I have the same question Show 0 Likes 0. The securities are senior unsecured debt obligations of the Issuer, HSBC, and are not, either directly or indirectly, an obligation of any third party. From time to time, the Manager or the Distributor also may provide cash or non-cash compensation to Service Agents in the form of: You should make your own investigation into the underlying shares and Anadarko Petroleum Corporation.

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In evaluating potential nominees, including any nominees recommended by shareholders, the committee takes into consideration various factors listed in the nominating committee charter, including character and integrity, business and professional experience, and whether the committee believes the person has the ability to apply sound and independent business judgment and would act in the interest of the Fund and its shareholders.

Investors in the securities must be willing to accept the risk of losing their entire principal and also the risk of not receiving any contingent monthly payment.

He is 41 years old and has been an employee of the Manager since December The price of the underlying shares can rise or fall sharply due to factors specific to that underlying shares and its issuer, such as stock price volatility, earnings, financial conditions, corporate, industry and regulatory developments, management changes and decisions and other events, as well as general market factors, such as general stock market volatility and levels, interest rates and economic and political conditions.

The payments on the securities will be based on the closing price of the underlying shares on each determination date, subject to postponement for non-trading days and certain market disruption events.

In that case, the scheduled trading day preceding the date eex acceleration will be used as the final determination date for purposes of determining the final share price.